John
Carl

Janney Montgomery Scott LLC

CRD#2905059
Investment Advisor
in Saratoga Springs, NY

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About this Advisor

John Carl is a financial advisor working out of Saratoga Springs, New York with 3 years of industry experience. Carl currently works for Janney Montgomery Scott LLC. Over the course of their career, they have held roles at Morgan Stanley & Co. Inc, Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association and Janney Montgomery Scott LLC. Carl has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in California, Florida, New Jersey, New York and Texas. Janney Montgomery Scott LLC is a financial advisory firm headquartered in Philadelphia, PA. The company has offices in 118 locations and a total of 2,242 people on staff. It controls $73 billion in assets between its 216,397 accounts, making it one of the largest firms in the country by assets under management. The firm advises 1,526 charitable organizations. Of its 216,397 client accounts, 31% are held by high-net-worth clients who have more than $1 million in investable assets. Janney Montgomery Scott LLC offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules usually vary depending on the services offered. However, fees charged by Janney Montgomery Scott LLC most likely are comprised of some combination of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

60 Railroad Place Suite 405
Saratoga Springs, NY 12866

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Janney Montgomery Scott LLC Brokerage Details

Total Assets Under Management

$73,000,611,319

NY Average: $15,833,994,310
Total Number of Employees

2,242

NY Average: 41
Total Number of Accounts

216,397

NY Average: 3,342
Average Account Size

$337,346

NY Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

John Carl Work History

John has been registered as a financial advisor for 3 years.*

2015 - Present (9 years)

Janney Montgomery Scott LLC

2015 - 2015 (< 1 year)

Morgan Stanley Private Bank, National Association

2009 - 2015 (6 years)

Morgan Stanley & Co. Inc

2009 - 2015 (6 years)

Morgan Stanley Smith Barney

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of John Carl to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Janney Montgomery Scott LLC

Charles Noble
New Haven, CT
Edward Prendergast
Glastonbury, CT
Thomas Mcdonald
Albany, NY
Karla St. Luke
Atlanta, GA
David Luke
Greenville, SC
James Rachlin
Toms River, NJ
Stephanie Bailey
York, PA
Michael Rossley
West Hartford, CT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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