John
Carlson
Westend Advisors, LLC
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About this Advisor
John Carlson is a financial advisor based out of Brooklyn, New York, with 1 year of industry experience. Carlson is an employee of Westend Advisors, LLC. During their career, the advisor has held roles at State Street Bank And Trust, State Street Global Advisors Funds Distributors LLC, State Street Global Advisors Trust Company, Westend Advisors and Victory Capital Services, Inc. Carlson maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in New York and North Carolina. Westend Advisors, LLC is an advisory business that has its headquarters in Charlotte, NC. It controls $1 billion in total assets between its 3,084 client accounts, making it one of the larger investment advisory firms in the nation by assets under management. The firm provides financial advice to 29 charities and foundations. Of its 3,084 customer accounts, just 10% are associated with high-net-worth individuals who have greater than $1 million in investable assets. Westend Advisors, LLC performs a set of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients and other services. Financial management fees depend on the type of services provided. However, fee types billed by Westend Advisors, LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Westend Advisors, LLC Brokerage Details
$1,202,392,423
28
3,084
$389,881
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Other
John Carlson Work History
John has been registered as a financial advisor for 1 years.*
Victory Capital Services, Inc
Westend Advisors
State Street Global Advisors Trust Company
State Street Bank And Trust
State Street Global Advisors Funds Distributors LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of John Carlson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Westend Advisors, LLC
Dallas, TX
Charlotte, NC
Charlotte, NC
Charlotte, NC
Brooklyn, NY
Charlotte, NC
Charlotte, NC
Charlotte, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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