John
Harms

Rfg Advisory, LLC

CRD#4870259
Investment Advisor
in Birmingham, AL

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About this Advisor

John Harms is a certified financial planner working in Birmingham, Alabama with a total of 1 year of relevant experience. Harms currently works for Rfg Advisory, LLC. Over the course of their career, they have held roles at Axa Advisors, LLC, American Portfolios Financial Services, Inc, Private Client Services, American Portfolios Advisors, Inc and Rfg Advisory, LLC Dba Sixpoint Financial Partners. Harms maintains Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and can advise clients in New York and Texas. Rfg Advisory, LLC is a registered investment business that has its headquarters in Birmingham, AL. The investment advisory business has offices in 46 locations and a total of 195 employees. It manages $3 billion in assets under management across its 16,034 accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm advises eight charitable organizations. Of its 16,034 customer accounts, just 10% are associated with high-net-worth clients who have more than $1 million in assets. The advisory firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules vary depending on which service is provided. Fees billed by Rfg Advisory, LLC may include any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 65, Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1400 Urban Center Drive Suite 475
Birmingham, AL 35242-2245

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Rfg Advisory, LLC Brokerage Details

Total Assets Under Management

$2,996,872,822

AL Average: $1,620,585,161
Total Number of Employees

195

AL Average: 52
Total Number of Accounts

16,034

AL Average: 1,560
Average Account Size

$186,907

AL Average: $1,038,837

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

John Harms Work History

John has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Private Client Services

2022 - Present (2 years)

Rfg Advisory, LLC Dba Sixpoint Financial Partners

2018 - 2022 (4 years)

American Portfolios Financial Services, Inc

2018 - 2022 (4 years)

American Portfolios Advisors, Inc

2007 - 2018 (11 years)

Axa Advisors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of John Harms to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Rfg Advisory, LLC

Jonathan Slater
Birmingham, AL
Laura Hinton
Birmingham, AL
Christopher Rogers
Birmingham, AL
Sean Cawley
Brentwood, TN
Wesley Miller
Birmingham, AL
Brandon Clemens
Westlake, OH
Ryan Whitley
Charlotte, NC
Ethan Campbell
Woodbury, TN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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