John
Serafin
Mutual Of Omaha Investor Services, Inc
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About this Advisor
John Serafin is a chartered financial consultant operating out of Liverpool, New York with a total of 12 years of industry experience. Serafin is currently employed by Mutual Of Omaha Investor Services, Inc. Their career trajectory has included roles at Mutual/United Of Omaha and John'S Sports Memorabilia. Serafin holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in Colorado and New York. Mutual Of Omaha Investor Services, Inc is a financial advisory company headquartered in Omaha, NE. It has offices in 114 locations and a total of 320 financial advisors. It has $14 million in total assets across its 92 customer accounts, placing it among the smaller firms in the United States by assets under management. The firm provides financial advice to 10 charitable organizations. Of its 92 client accounts, 16% belong to high-net-worth individuals who have at least $1 million in assets. The firm provides a few services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees charged by financial advisors largely vary depending on the type of services. However, fee types billed by Mutual Of Omaha Investor Services, Inc most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Mutual Of Omaha Investor Services, Inc Brokerage Details
$14,275,270
320
92
$155,166
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
John Serafin Work History
John has been registered as a financial advisor for 12 years.*
Mutual/United Of Omaha
John'S Sports Memorabilia
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of John Serafin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Mutual Of Omaha Investor Services, Inc
Tampa, FL
Englewood, CO
Miami, FL
Omaha, NE
Blue Bell, PA
Omaha, NE
Omaha, NE
Indianapolis, IN
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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