John
Spoleti
Park Avenue Securities LLC
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About this Advisor
John Spoleti is a financial advisor working in Port Jefferson Station, New York with a total of 9 years of relevant experience. Spoleti is an employee of Park Avenue Securities LLC. Throughout their career, Spoleti has worked at Guardian Life Insurance Co Of America, Park Avenue Securities LLC, Guardian Life Insurance Company, Guardian Life Insurance and Park Avenue Securities. Spoleti holds Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in California, Colorado, Connecticut, Florida, Maryland, Massachusetts, Nevada, New Jersey, New York, North Carolina, Oregon, South Carolina, Texas and Wisconsin. Park Avenue Securities LLC is a company operating out of New York, NY. It has offices in 385 locations and a total of 1,825 advisors. It has $10 billion in assets among its 57,359 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 132 charities and foundations. Of its 57,359 customer accounts, 19% belong to high-net-worth individuals who have more than $1 million in assets available to invest. The advisory firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Financial management fee schedules typically depend on which services the firm provides the client. Fee types billed by Park Avenue Securities LLC most likely consist of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Park Avenue Securities LLC Brokerage Details
$9,912,742,257
1,825
57,359
$172,819
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
John Spoleti Work History
John has been registered as a financial advisor for 9 years.*
Park Avenue Securities
Guardian Life Insurance
Guardian Life Insurance
Park Avenue Securities
Guardian Life Insurance Company
Park Avenue Securities LLC
Guardian Life Insurance Co Of America
Park Avenue Securities LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of John Spoleti to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Park Avenue Securities LLC
Warwick, NY
Portsmouth, NH
Liberty Hill, TX
New York, NY
Allentown, PA
Port Chester, NY
Mount Pleasant, SC
Cincinnati, OH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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