John
Ullman
John G. Ullman & Associates, Inc
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About this Advisor
John Ullman is a financial advisor based in Corning, New York with a total of 2 years of relevant experience. Ullman works at John G. Ullman & Associates, Inc. During their career, the advisor has held roles at Usgm Securities Inc, John G. Ullman & Associates, Inc, #Ia John G. Ullman And Associates, Inc and U S G M Securities, Inc. Ullman has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in New York and Texas. John G. Ullman & Associates, Inc is a financial advisory firm headquartered in Horseheads, NY. The company has offices in three locations and a total of 58 advisors. It controls $1 billion in assets under management across its 2,429 accounts, placing it among the bigger financial advisory firms in the United States by assets under management. The firm provides services to eight charities and foundations. Of its 2,429 accounts, 35% are held by high-net-worth clients who have at least $1 million in assets. The company provides a set of services, including financial planning services, portfolio management for individuals and small businesses and educational seminars. A financial advisor's fee schedules are based on the type of services provided. However, fees charged by John G. Ullman & Associates, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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John G. Ullman & Associates, Inc Brokerage Details
$1,199,391,197
58
2,429
$493,780
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
John Ullman Work History
John has been registered as a financial advisor for 2 years.*
Usgm Securities Inc
John G. Ullman & Associates, Inc
#Ia John G. Ullman And Associates, Inc
U S G M Securities, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of John Ullman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at John G. Ullman & Associates, Inc
Horseheads, NY
Horseheads, NY
Horseheads, NY
Horseheads, NY
Horseheads, NY
Horseheads, NY
Horseheads, NY
Horseheads, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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