Joseph
Davis

Hsbc Securities (Usa) Inc

CRD#5715883
Investment Advisor
in New York, NY
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About this Advisor

Joseph Davis is a certified financial planner working in New York, New York, who has been in the financial industry for 13 years. Davis works at Hsbc Securities (Usa) Inc. Throughout their career, Davis has worked at Hsbc Bank Usa, Na, Vassar College, Hsbc Securites (Usa)Inc and Hsbc Bank Usa, N.A. Davis maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can operate in Louisiana, New Jersey, Utah, Maryland, North Carolina and Texas. Hsbc Securities (Usa) Inc is a financial advisory firm that has its headquarters in New York, New York. The company has offices in 229 locations and a total of 943 advisors. It controls $4 billion in total assets between its 16,410 customer accounts, making it one of the biggest firms in the country by assets under management. The firm provides services to two charities and foundations. Of its 16,410 accounts, just 12% belong to high-net-worth individuals who have more than $1 million in investable assets. The company performs a wide range of services, such as portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Fees for financial advice largely vary depending on the type of services provided. However, fees billed by Hsbc Securities (Usa) Inc may include asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

13 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Disclosures

No

Office Location

400 Madison Avenue Ste 16
New York, NY 10017

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$3,376,711,516

NY Average: $7,464,549,021
Total Number of Employees

1,017

NY Average: 88
Total Number of Accounts

17,533

NY Average: 3,892
Average Account Size

$192,592

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Joseph Davis Work History

Joseph has 13 years of experience.

2016 - Present (3 years)

Hsbc Bank Usa, N.A

2013 - 2016 (3 years)

Hsbc Securites (Usa)Inc

2009 - 2013 (4 years)

Hsbc Bank Usa, Na

2005 - 2009 (4 years)

Vassar College

Disclosures

Joseph Davis has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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