Joseph
Schwan

Lpl Financial LLC

CRD#4359680
Investment Advisor
in Dix Hills, NY

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About this Advisor

Joseph Schwan is a financial advisor operating out of Dix Hills, New York who has 2 years of industry experience. Schwan works at Lpl Financial LLC. Their career trajectory has included roles at Joseph M. Schwan, Cpa, Pc and Lpl Financial LLC. Schwan maintains a Series 63 license, certifying them as a securities agent, and is registered to work in New York and Texas. Lpl Financial LLC is a financial advisory firm based out of Fort Mill, SC. The investment advisory business has offices in 9,898 locations and a total of 31,366 advisors. It oversees $368 billion in total assets between its 1,688,501 accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm serves 3,425 charitable organizations. Of its 1,688,501 customer accounts, 31% belong to high-net-worth individuals who have at least $1 million in assets available to invest. The company provides a broad range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors typically vary depending on the type of services offered. Fee types charged by Lpl Financial LLC likely consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Dix Hills, NY

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

NY Average: $646,059,043
Total Number of Employees

31,366

NY Average: 13
Total Number of Accounts

1,688,501

NY Average: 661
Average Account Size

$217,956

NY Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Joseph Schwan Work History

Joseph has been registered as a financial advisor for 2 years.*

2011 - Present (13 years)

Lpl Financial LLC

2001 - Present (23 years)

Joseph M. Schwan, Cpa, Pc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joseph Schwan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Kelsey Odey
Denver, CO
Adam Chaney
Naperville, IL
James Mullen
The Villages, FL
Gregory Yuen
Aptos, CA
Nicholas Petralia
Naples, FL
Michelle Cannan
Rochester, NY
Hyun Song
Vienna, VA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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