Joshua
Underwood
Deutsche Bank Securities Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Joshua Underwood is a financial advisor based out of New York, New York who has 1 year of industry experience. Underwood is on the advisory team at Deutsche Bank Securities Inc. Their career trajectory has included roles at Citigroup Global Markets, Deutsche Bank Trust Co. Americas (Affiliate Of Dbsi) and Deutsche Bank Securities Inc. Underwood holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to operate in New York. Deutsche Bank Securities Inc is a firm based out of New York, NY. The company has a total of 1,585 financial advisors. It handles $21 million in assets across its 15 customer accounts, placing it among the smaller financial advisory firms in the country by assets under management. Of its 15 accounts, 47% belong to high-net-worth individuals who have at least $1 million in investable assets. The company has a broad range of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and security rating services. Financial advisory fee schedules depend on which service is provided. However, fees billed by Deutsche Bank Securities Inc likely are comprised of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Deutsche Bank Securities Inc Brokerage Details
$21,348,952
1,585
15
$1,423,263
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
Joshua Underwood Work History
Joshua has been registered as a financial advisor for 1 years.*
Deutsche Bank Trust Co. Americas (Affiliate Of Dbsi)
Deutsche Bank Securities Inc
Citigroup Global Markets
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joshua Underwood to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Deutsche Bank Securities Inc
New York, NY
Jacksonville, FL
New York, NY
Los Angeles, CA
Jacksonville, FL
Jacksonville, FL
Jacksonville, FL
New York, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
