Katrina
O'Sullivan

Key Investment Services LLC

CRD#4507063
Investment Advisor
in Niagara Falls, NY

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About this Advisor

Katrina O'Sullivan is a financial advisor operating out of Niagara Falls, New York who has 2 years of relevant experience. O'Sullivan is an advisor for Key Investment Services LLC. Throughout their career, O'Sullivan has worked at Key Investment Services LLC. O'Sullivan maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in New York. Key Investment Services LLC is a registered investment company operating out of Cleveland, OH. The firm has offices in 14 locations and a total of 1,062 people on staff. It has $3 billion in total assets between its 23,518 customer accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm serves 93 charitable organizations. Of its 23,518 client accounts, just 2% belong to high-net-worth investors who have greater than $1 million in assets. The company offers a few services, including portfolio management for individuals and small businesses and selection of other advisers. A financial advisor's fee schedules largely are based on which services are provided. Fee types billed by Key Investment Services LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

7350 Niagara Falls Blvd
Niagara Falls, NY 14304

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Key Investment Services LLC Brokerage Details

Total Assets Under Management

$3,216,898,961

NY Average: $2,106,341,625
Total Number of Employees

1,062

NY Average: 34
Total Number of Accounts

23,518

NY Average: 1,972
Average Account Size

$136,785

NY Average: $1,068,125

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Katrina O'Sullivan Work History

Katrina has been registered as a financial advisor for 2 years.*

2016 - Present (8 years)

Key Investment Services LLC

2011 - 2016 (5 years)

Key Investment Services LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Katrina O'Sullivan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Key Investment Services LLC

Stephen Royce
Cleveland, OH
Kwang Yi
Bonney Lake, WA
Lauren Geraldsen
Cleveland, OH
Morgan Robinson
Cleveland, OH
Erica Acheson-Dunay
Cleveland, OH
Dennis Andres
Cleveland, OH
Evelyn Birbilas
Denver, CO
Richard Fisher
Vancouver, WA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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