Kenneth
Flood
Securities America Advisors, Inc
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About this Advisor
Kenneth Flood is a financial advisor working out of Goshen, New York, with 6 years of relevant experience. Flood works at Securities America Advisors, Inc. The advisor has gained experience at Hudson Valley Investment Advisors, National Planning Corporation, Securities America, Inc and Securities America Advisors. Flood holds Series 66 and Series 63 licenses, certifying them as a securities representative, and is registered to operate in New Jersey and New York. Securities America Advisors, Inc is a registered investment business operating out of La Vista, NE. The company has offices in 1,469 locations and a total of 3,748 people on staff. It has $38 billion in total assets among its 200,228 customer accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm provides services to five charities and foundations. Of its 200,228 customer accounts, just 5% are held by high-net-worth clients who have greater than $1 million in investable assets. The advisory firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice vary depending on which services the firm provides the client. However, fee types billed by Securities America Advisors, Inc can include some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Securities America Advisors, Inc Brokerage Details
$38,163,842,160
3,748
200,228
$190,602
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Kenneth Flood Work History
Kenneth has been registered as a financial advisor for 6 years.*
Securities America, Inc
Securities America Advisors
National Planning Corporation
Hudson Valley Investment Advisors
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kenneth Flood to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Securities America Advisors, Inc
Hampton, VA
Los Angeles, CA
Bismarck, ND
Midvale, UT
La Vista, NE
Saint Cloud, MN
Russellville, AR
Issaquah, WA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
