Kenneth
Neuman

Steward Partners Investment Advisory, LLC

CRD#1235242
Investment Advisor
in New York, NY
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About this Advisor

Kenneth Neuman is an advisor in New York, New York. Currently an investment advisor at Steward Partners Investment Advisory, LLC, Neuman has 11 years of work experience. Neuman maintains Series 63 and Series 65 licenses, which designate them as both a securities agent and an investment advisor representative. Neuman can serve clients based out of New Jersey and Texas. Over the course of their career, Neuman has held roles at Morgan Stanley & Co., Inc, Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, Steward Partners Investment Advisory, LLC, Raymond James Financial Services, Inc and Steward Partners Global Advisory, LLC. Steward Partners Investment Advisory, LLC is headquartered in New York, New York, and has 17 brick-and-mortar locations in the country. In aggregate, Steward Partners Investment Advisory, LLC manages $5 billion in assets dispersed across 12,434 client accounts and employs more than 137 people. The firm's total assets under management places it among the largest investment advisory firms in the country. The firm manages 10,302 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 30% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in investable assets. Steward Partners Investment Advisory, LLC offers financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

140 E, 45Th St. 36Th Floor
New York, NY 10017

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Steward Partners Investment Advisory, LLC Brokerage Details

Total Assets Under Management

$5,196,562,420

NY Average: $7,464,549,021
Total Number of Employees

199

NY Average: 88
Total Number of Accounts

13,391

NY Average: 3,892
Average Account Size

$388,064

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Other

Kenneth Neuman Work History

Kenneth has 11 years of experience.

2018 - Present (1 years)

Steward Partners Investment Advisory, LLC

2018 - Present (1 years)

Raymond James Financial Services, Inc

2018 - Present (1 years)

Steward Partners Global Advisory, LLC

2015 - 2018 (3 years)

Morgan Stanley Private Bank, National Association

2009 - 2018 (9 years)

Morgan Stanley Smith Barney

2007 - 2018 (11 years)

Morgan Stanley & Co., Inc

Disclosures

Kenneth Neuman has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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