Kenneth
Roban

Steward Partners Investment Advisory, LLC

CRD#2905370
Investment Advisor
in New York, NY

Answer a few questions and
get matched with an advisor.

Find an Advisor

or call us now at 1-888-467-5419

About this Advisor

Kenneth Roban is an advisor whose office is in New York, New York. Currently a registered investment advisor with Steward Partners Investment Advisory, LLC, Roban has 10 years of professional experience as a financial advisor. Roban has Series 63 and Series 65 licenses, which designate them as both a securities agent and an investment advisor representative. Roban is registered to act as an advisor based out of Texas. Their career trajectory has included roles at Ubs Financial Services Inc, Raymond James Financial Services, Inc, Steward Partners Global Advisory, LLC and Steward Partners Investment Advisory LLC. Steward Partners Investment Advisory, LLC is based out of New York, New York, and operates out of 25 other locations in the United States. Overall, Steward Partners Investment Advisory, LLC oversees $7 billion in assets dispersed across 16,315 client accounts and retains more than 224 people. The amount of assets the firm manages places it among the biggest investment advisory firms in the nation. The firm manages 14,299 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 62% of the firm's clients are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Steward Partners Investment Advisory, LLC offers financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

140 E, 45Th St. 36Th Floor
New York, NY 10017

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Steward Partners Investment Advisory, LLC Brokerage Details

Total Assets Under Management

$7,347,561,277

NY Average: $7,464,549,021
Total Number of Employees

224

NY Average: 88
Total Number of Accounts

16,315

NY Average: 3,892
Average Account Size

$450,356

NY Average: $1,917,921

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Other

Kenneth Roban Work History

Kenneth has 10 years of experience.

2020 - Present (1 year)

Raymond James Financial Services, Inc

2020 - Present (1 year)

Steward Partners Global Advisory, LLC

2020 - Present (1 year)

Steward Partners Investment Advisory LLC

2010 - 2020 (10 years)

Ubs Financial Services Inc

Disclosures

Kenneth Roban has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Steward Partners Investment Advisory, LLC

Kaitlyn Ramsay
Manchester, NH
Anita Humphrey
Clearwater, FL
Robert Baker
New York, NY
Thomas Arcidiacono
New York, NY
Linda Rozycki
New York, NY
William Gold
New York, NY
James Nylund
Portland, ME
Edmund Iannaccone
Paramus, NJ

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started