Lawrence
Spagnola

Fsc Securities Corporation

CRD#1398285
Investment Advisor
in Amsterdam, NY

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About this Advisor

Lawrence Spagnola is a financial advisor working in Amsterdam, New York who has 2 years of industry experience. Spagnola is currently employed by Fsc Securities Corporation. During their career, Spagnola has held roles at Spagnola & Spagnola and Fsc Securities Corporation. Spagnola maintains a Series 63 license, qualifying them as a securities representative, and is able to work in New York. Fsc Securities Corporation is a registered investment business operating out of Atlanta, GA. The investment advisory business has offices in 334 locations and a total of 2,174 advisors. It oversees $12 billion in total assets between its 52,792 accounts, placing it among the largest firms in the United States by assets under management. The firm serves 94 charitable organizations. Of its 52,792 accounts, just 14% belong to high-net-worth individuals who have greater than $1 million in assets. Fsc Securities Corporation offers a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management are based on which services are offered. Fees billed by Fsc Securities Corporation most likely consist of some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1466 Midline Rd
Amsterdam, NY 12010

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Fsc Securities Corporation Brokerage Details

Total Assets Under Management

$11,745,651,239

NY Average: $3,570,121,308
Total Number of Employees

2,174

NY Average: 58
Total Number of Accounts

52,792

NY Average: 1,608
Average Account Size

$222,489

NY Average: $2,220,225

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Lawrence Spagnola Work History

Lawrence has been registered as a financial advisor for 2 years.*

2009 - Present (15 years)

Fsc Securities Corporation

1996 - Present (28 years)

Spagnola & Spagnola

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Lawrence Spagnola to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Fsc Securities Corporation

Terry Thompson
Traverse City, MI
Mark Brower
Atlanta, GA
Kepa Eizaguirre-Borreson
Northampton, MA
Matthew Webb
Lubbock, TX
Deepa Gibbons
Atlanta, GA
Judith Plain
Pittsford, NY
Tal Diekvoss
Milwaukee, WI
Philip Moston
Thousand Oaks, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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