Louis
Sparacino

Royal Alliance Associates, Inc

CRD#2360584
Investment Advisor
in Mineola, NY

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About this Advisor

Louis Sparacino is a financial advisor who works out of Mineola, New York with a total of 2 years of industry experience. Sparacino is on the advisory team at Royal Alliance Associates, Inc. The advisor has gained experience at Royal Alliance and Dba Shelter Rock Financial Group. Sparacino maintains Series 63 and Series 66 licenses, qualifying them as a securities representative, and is able to advise clients in Connecticut, New York and Pennsylvania. Royal Alliance Associates, Inc is an advisory firm that has its headquarters in Jersey City, NJ. The investment advisory business has offices in 1,009 locations and a total of 3,704 financial advisors. It oversees $30 billion in assets among its 149,233 client accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm advises 191 charities and foundations. Of its 149,233 accounts, just 11% belong to high-net-worth clients who have at least $1 million in assets. The company performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely vary depending on the type of financial services offered. Fee types charged by Royal Alliance Associates, Inc most likely consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

410 E. Jericho Turnpike
Mineola, NY 11501

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

NY Average: $10,121,009,343
Total Number of Employees

3,704

NY Average: 92
Total Number of Accounts

149,233

NY Average: 6,978
Average Account Size

$197,920

NY Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Louis Sparacino Work History

Louis has been registered as a financial advisor for 2 years.*

2013 - Present (11 years)

Royal Alliance

2013 - Present (11 years)

Dba Shelter Rock Financial Group

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Louis Sparacino to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Trisha Qualy
St Louis Park, MN
Noah Buehner
Fort Wayne, IN
Stephen Carter
Grandville, MI
David Whitfield
Mishawaka, IN
Grant Hartwell
Torrance, CA
Nicholas Adams
Southfield, MI
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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