Lucie
Germain

Alliancebernstein L.P

CRD#6034449
Investment Advisor
in New York, NY

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About this Advisor

Lucie Germain is a financial advisor who works in New York, New York, who has been in the industry for 10 years. Germain is on the advisory team at Alliancebernstein L.P. Their career trajectory has included roles at Neuberger Berman LLC and Sanford C. Bernstein & Co., LLC. Germain has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can advise clients in New Jersey. Alliancebernstein L.P is a registered investment business that has its headquarters in New York, New York. The firm has offices in 50 locations and a total of 4,004 advisors. It oversees $722 billion in total assets across its 49,955 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 1,339 charitable organizations. Of its 49,955 accounts, 84% are held by high-net-worth clients who have at least $1 million in assets available to invest. The business performs a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. Fees for financial advisory services typically depend on the services offered. Fee types charged by Alliancebernstein L.P can consist of some combination of asset-based, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Subscription Fees, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

1345 Avenue Of The Americas
New York, NY 10105

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Alliancebernstein L.P Brokerage Details

Total Assets Under Management

$721,781,000,000

NY Average: $730,596,643
Total Number of Employees

4,004

NY Average: 15
Total Number of Accounts

49,955

NY Average: 968
Average Account Size

$14,448,624

NY Average: $754,749

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Other

Lucie Germain Work History

Lucie has 10 years of experience.

2015 - Present (7 years)

Sanford C. Bernstein & Co., LLC

2012 - 2015 (3 years)

Neuberger Berman LLC

Disclosures

Lucie Germain has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Alliancebernstein L.P

Thomas Ryan
Seattle, WA
Ashley Jones
San Antonio, TX
Melissa Robbins
New York, NY
Rian Spencer
Chicago, IL
Dayne Crist
Los Angeles, CA
Lucie Germain
New York, NY
Matthew Mclaughlin
Chicago, IL
Jonathan Kobets
Nashville, TN

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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