Marc
Smith

Park Avenue Securities LLC

CRD#5339347
Investment Advisor
in Armonk, NY

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About this Advisor

Marc Smith is a financial advisor operating out of Armonk, New York, with 11 years of relevant experience. Smith is on the advisory team at Park Avenue Securities LLC. Smith has gained experience at Guardian Life Insurance Co Of America, Park Avenue Securities LLC, Guardian Life Insurance Company and Park Avenue Securities. Smith holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in Alabama, Arkansas, California, Colorado, Connecticut, Delaware, District Of Columbia, Florida, Georgia, Illinois, Indiana, Maine, Maryland, Massachusetts, Missouri, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas and Virginia. Park Avenue Securities LLC is a financial advisory firm that has its headquarters in New York, NY. It has offices in 385 locations and a total of 1,825 employees. It manages $10 billion in assets among its 57,359 customer accounts, making it one of the biggest firms in the United States by assets under management. The firm provides services to 132 charities and foundations. Of its 57,359 customer accounts, 19% are held by high-net-worth clients who have more than $1 million in assets. Park Avenue Securities LLC has a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Financial advisory fees typically depend on which services the firm provides the client. However, fee types charged by Park Avenue Securities LLC most likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

80 Business Park Drive Suite 207
Armonk, NY 10504

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$9,912,742,257

NY Average: $7,464,549,021
Total Number of Employees

1,825

NY Average: 88
Total Number of Accounts

57,359

NY Average: 3,892
Average Account Size

$172,819

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Marc Smith Work History

Marc has been registered as a financial advisor for 11 years.*

2021 - Present (3 years)

Guardian Life Insurance Company

2021 - Present (3 years)

Park Avenue Securities

2007 - 2021 (14 years)

Guardian Life Insurance Co Of America

2007 - 2021 (14 years)

Park Avenue Securities LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Marc Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Park Avenue Securities LLC

Robert Armstrong
Charlotte, NC
Michael Radovich
Roslyn, NY
Ezekiel Zimmerman
Paramus, NJ
Anthony Letizia
New York, NY
Benjamin Decker
Mount Pleasant, SC
Chelsea Gottschling
Claremont, CA
Shane Davis
Allentown, PA
Andrew Guyton
Portsmouth, NH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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