Mark
Esslie
Cetera Investment Advisers LLC
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About this Advisor
Mark Esslie is a financial advisor operating out of Latham, New York with a total of 4 years of relevant experience. Esslie is an employee of Cetera Investment Advisers LLC. Esslie has gained experience at Self, Foresters Financial Services, Foresters Advisory Services LLC, Cetera Investment Advisers LLC and Cetera Investment Services LLC. Esslie has Series 63 and Series 66 licenses, qualifying them as a securities broker, and is able to operate in New Jersey, New York and Texas. Cetera Investment Advisers LLC is an advisory company based out of Schaumburg, IL. It has offices in 1,614 locations and a total of 3,094 advisors. It manages $33 billion in assets among its 176,986 accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm provides financial advisory services to 431 charitable organizations. Of its 176,986 customer accounts, 23% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. Cetera Investment Advisers LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services largely vary depending on which services are provided. Fees charged by Cetera Investment Advisers LLC likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Investment Advisers LLC Brokerage Details
$33,356,369,941
3,094
176,986
$188,469
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Mark Esslie Work History
Mark has been registered as a financial advisor for 4 years.*
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Foresters Advisory Services LLC
Foresters Financial Services
Self
Self
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mark Esslie to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Investment Advisers LLC
Yonkers, NY
Fort Lauderdale, FL
Irvine, CA
Oklahoma City, OK
Medford, OR
Knoxville, TN
Pittsburgh, PA
Freehold, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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