Matthew
Harris

Mai Capital Management, LLC

CRD#5816898
Investment Advisor
in Huntington Station, NY

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About this Advisor

Matthew Harris is a financial advisor based in Huntington Station, New York, working with Mai Capital Management, LLC. Matthew has previously held positions at Ameriprise Financial Services, Inc, Charles Schwab & Co., Inc, Charles Schwab Bank, Simon Elliot Events, Neulion Inc, Cadaret, Grant & Co., Inc, Raymond James Financial Services, Inc, Raymond James Financial Services Advisors, Inc, Marcum Financial Services, LLC, Marcum Wealth, LLC, and Mai Capital Management, LLC. Matthew has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in New York. Currently, Matthew is part of Mai Capital Management, LLC, which operates out of Huntington Station, New York. The firm has 26 offices and 331 employees. The firm manages assets totaling $19.7 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and other services. The fee structure at Mai Capital Management, LLC includes asset-based, hourly, fixed, performance-based, and other fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Performance-based Fees, Others

Office Location

Huntington Station, NY

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Mai Capital Management, LLC Brokerage Details

Total Assets Under Management

$19,711,015,200

NY Average: $2,106,341,625
Total Number of Employees

331

NY Average: 34
Total Number of Accounts

26,826

NY Average: 1,972
Average Account Size

$734,773

NY Average: $1,068,125

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Matthew Harris Work History

2024 - Present (1 year)

Mai Capital Management, LLC

2021 - 2024 (3 years)

Marcum Wealth, LLC

2020 - 2021 (1 year)

Raymond James Financial Services, Inc

2020 - 2021 (1 year)

Raymond James Financial Services Advisors, Inc

2020 - 2021 (1 year)

Marcum Financial Services, LLC

2018 - 2018 (< 1 year)

Simon Elliot Events

2018 - 2018 (< 1 year)

Neulion Inc

2018 - 2020 (2 years)

Cadaret, Grant & Co., Inc

2017 - 2018 (1 year)

Charles Schwab & Co., Inc

2017 - 2018 (1 year)

Charles Schwab Bank

2013 - 2016 (3 years)

Ameriprise Financial Services,Inc

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Disclosures

Please visit the SEC profile of Matthew Harris to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mai Capital Management, LLC

Audra Nay
Santa Rosa, CA
Lauren Lippert
Bay Village, OH
Katherine Kelly
Independence, OH
Jordan Nightingale
Ponte Vedra Beach, FL
Timothy O'Shei
Independence, OH
Ryan Keenan
Independence, OH
Inna Collins
Charlotte, NC
William Bruns
Cincinnati, OH

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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