Mia
Erickson
Rockefeller Financial LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Mia Erickson is a certified financial planner operating out of Marion, Indiana who has 2 years of industry experience. Erickson is currently employed by Rockefeller Financial LLC. The advisor has gained experience at Rockefeller & Co, Rockefeller Financial LLC and Whitnell $ Co. Erickson has a Series 63 license, which qualifies them as a securities representative, and can advise clients in California, Colorado, Florida, Illinois, Indiana, Iowa, Louisiana, Maryland, North Carolina, South Carolina, Texas and Wisconsin. Rockefeller Financial LLC is a financial advisory company operating out of New York, NY. The investment advisory business has offices in 39 locations and a total of 531 people on staff. It administers $35 billion in total assets between its 46,727 client accounts, placing it among the largest firms in the country by assets under management. The firm provides financial advisory services to 215 charitable organizations. Of its 46,727 customer accounts, 29% are associated with high-net-worth investors who have more than $1 million in assets. Rockefeller Financial LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fees typically depend on which service is offered. However, fees charged by Rockefeller Financial LLC most likely include asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Rockefeller Financial LLC Brokerage Details
$34,707,894,464
531
46,727
$742,780
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Mia Erickson Work History
Mia has been registered as a financial advisor for 2 years.*
Rockefeller Financial LLC
Rockefeller & Co
Whitnell $ Co
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mia Erickson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rockefeller Capital Management
San Francisco, CA
San Francisco, CA
Olympia, WA
Trenton, NJ
Atlanta, GA
Saratoga Springs, NY
Scottsdale, AZ
Atlanta, GA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
