Michael
Caputo

Summit Financial, LLC

CRD#1375074
Investment Advisor
in West Harrison, NY

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About this Advisor

Michael Caputo is a financial advisor based in West Harrison, New York, working with Summit Financial, LLC. Michael has previously held positions at Summit Equities, Inc, Summit Financial Resources, Inc, Purshe Kaplan Sterling Investments, Inc, and Summit Financial, LLC. Michael has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in New Jersey and New York. Currently, Michael is part of Summit Financial, LLC, which operates out of West Harrison, New York. The firm has 40 offices and 236 employees. The firm manages assets totaling $8.0 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The fee structure at Summit Financial, LLC includes asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

1025 Westchester Avenue Suite 318
West Harrison, NY 10604

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Summit Financial, LLC Brokerage Details

Total Assets Under Management

$8,015,765,521

NY Average: $10,121,009,343
Total Number of Employees

236

NY Average: 92
Total Number of Accounts

13,712

NY Average: 6,978
Average Account Size

$584,580

NY Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Michael Caputo Work History

2018 - Present (6 years)

Purshe Kaplan Sterling Investments, Inc

2018 - Present (6 years)

Summit Financial, LLC

2007 - 2018 (11 years)

Summit Equities, Inc

2007 - 2018 (11 years)

Summit Financial Resources, Inc

Disclosures

Please visit the SEC profile of Michael Caputo to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Summit Financial, LLC

James Rabasca
Parsippany, NJ
Erin Nordloh
Farmington, MI
Michael Megill
Adelphia, NJ
Noah Valdez
Leesburg, VA
Timothy Farley
Landing, NJ
John Duffy
Parsippany, NJ
David Guido
Leesburg, VA
Nicholas Villano
Parsippany, NJ

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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