Neal
Smith
Cerity Partners Retirement Plan Advisors
Answer a few questions and
get matched with an advisor.
About this Advisor
Neal Smith is a financial advisor working out of New York, New York who has 4 years of industry experience. Smith is an employee of Cerity Partners Retirement Plan Advisors. Smith has gained experience at Nuveen Asset Management, LLC, Voya Financial, Cerity Partners Retirement Plan Advisors LLC, Nuveen Investments and Blue Prairie Group, LLC. Smith maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Illinois. Cerity Partners Retirement Plan Advisors is a business that has its headquarters in New York, NY. The company has offices in 12 locations and a total of 58 financial advisors. It administers $13 billion in assets across its 336 customer accounts, making it one of the largest financial advisory firms in the nation by assets under management. Cerity Partners Retirement Plan Advisors offers a few services, such as pension consulting services and other services. Fees charged by financial advisors typically depend on which services are provided. Fee types charged by Cerity Partners Retirement Plan Advisors most likely are comprised of some combination of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Cerity Partners Retirement Plan Advisors Brokerage Details
$12,813,948,218
58
336
$38,136,751
Investment Advisory Services
- Pension consulting services
- Other
Neal Smith Work History
Neal has been registered as a financial advisor for 4 years.*
Cerity Partners Retirement Plan Advisors LLC
Blue Prairie Group, LLC
Voya Financial
Nuveen Asset Management, LLC
Nuveen Investments
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Neal Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cerity Partners Retirement Plan Advisors
Chicago, IL
Chicago, IL
New York, NY
Chicago, IL
Chicago, IL
Chicago, IL
New York, NY
Los Angeles, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
