Neville
Kapoor

E*Trade Capital Management, LLC

CRD#5739720
Investment Advisor
in Arlington, VA

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About this Advisor

Neville Kapoor is a financial advisor operating in Arlington, Virginia with 5 years of industry experience. Kapoor is currently employed by E*Trade Capital Management, LLC. Throughout their career, they have worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Associated Foreign Exchange, Asseni Corp D/B/A Dot Com Media Moguls, Jp Morgan Securities LLC, Bank Of America N.A, Jp Morgan Chase Bank, E*Trade Securities LLC, E*Trade Capital Management LLC and Morgan Stanley. Kapoor has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Illinois, New Jersey, New York and Texas. E*Trade Capital Management, LLC is a registered investment business that has its headquarters in Arlington, VA. It controls $7 billion in assets under management between its 90,806 client accounts, making it one of the biggest firms in the country by assets under management. The firm serves 15 charities and foundations. Of its 90,806 client accounts, just 1% are held by high-net-worth individuals who have at least $1 million in assets available to invest. E*Trade Capital Management, LLC provides a set of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors typically vary depending on which service is provided. Fees billed by E*Trade Capital Management, LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

671 N. Glebe Road 13Th Floor
Arlington, VA 22203

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E*Trade Capital Management, LLC Brokerage Details

Total Assets Under Management

$7,406,529,807

VA Average: $1,835,309,194
Total Number of Accounts

90,806

VA Average: 1,458
Average Account Size

$81,564

VA Average: $1,258,785

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Neville Kapoor Work History

Neville has been registered as a financial advisor for 5 years.*

2023 - Present (1 year)

Morgan Stanley

2021 - Present (3 years)

E*Trade Securities LLC

2021 - Present (3 years)

E*Trade Capital Management LLC

2018 - 2021 (3 years)

E*Trade Securities LLC

2018 - 2021 (3 years)

E*Trade Capital Management LLC

2014 - 2018 (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2018 (4 years)

Bank Of America N.A

2013 - 2014 (1 year)

Associated Foreign Exchange

2013 - 2013 (< 1 year)

Asseni Corp D/B/A Dot Com Media Moguls

2012 - 2013 (1 year)

Jp Morgan Securities LLC

2009 - 2013 (4 years)

Jp Morgan Chase Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Neville Kapoor to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at E*Trade Capital Management, LLC

Mason Bartlett
Arlington, VA
Richard Gunderud
Arlington, VA
James Dean
Arlington, VA
Richard Capurso
Arlington, VA
Juling Yang
Arlington, VA
Monica Hall
Arlington, VA
David Archibald
Sandy, UT
Justin Ghiglieri
Arlington, VA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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