Nicholas
Cappello
Lebenthal Global Advisors, LLC
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About this Advisor
Nicholas Cappello is a financial advisor working in Hauppauge, New York, with a total of 1 year of industry experience. Cappello is currently employed by Lebenthal Global Advisors, LLC. Cappello has gained experience at Lebenthal Financial Services, Inc, Lebenthal Global Advisors, LLC and Lebenthal Diversified Asset Management Inc. Cappello maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to work in New York. Lebenthal Global Advisors, LLC is an advisory firm based in Hauppauge, NY. The investment advisory business has offices in seven locations and a total of 20 advisors. It handles $637 million in assets among its 3,058 client accounts, making it one of the larger firms in the country by assets under management. Of its 3,058 accounts, just 6% are held by high-net-worth clients who have at least $1 million in investable assets. Lebenthal Global Advisors, LLC performs a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Financial advisory fee schedules typically vary depending on which service is offered. Fees billed by Lebenthal Global Advisors, LLC can consist of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lebenthal Global Advisors, LLC Brokerage Details
$637,425,770
20
3,058
$208,445
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
Nicholas Cappello Work History
Nicholas has been registered as a financial advisor for 1 years.*
Lebenthal Global Advisors, LLC
Lebenthal Diversified Asset Management Inc
Lebenthal Financial Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholas Cappello to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lebenthal Global Advisors, LLC
Hauppauge, NY
Hauppauge, NY
Hauppauge, NY
Aurora, CO
Hauppauge, NY
Hauppauge, NY
Hauppauge, NY
Jericho, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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