Nicholas
Cecere
Principal Securities, Inc
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About this Advisor
Nicholas Cecere is a financial advisor based in Buffalo, New York with a total of 1 year of industry experience. Cecere currently works for Principal Securities, Inc. Over the course of their career, Cecere has held roles at Niagara University, Holland Hills Cc, Principal Securities Inc, Saybrus Equity Services, Saybrus Partners, Simplicity Financial Distributors, Simplicity Financial Investment Services, Inc, Principal Financial Group, Principal Life Insurance Co and Wealth Management Services, LLC. Cecere holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in New York. Principal Securities, Inc is a financial advisory company based in Des Moines, IA. The investment advisory business has offices in 350 locations and a total of 1,430 financial advisors. It administers $9 billion in assets across its 46,075 customer accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm provides financial advisory services to 34 charitable organizations. Of its 46,075 customer accounts, just 3% are held by high-net-worth clients who have greater than $1 million in assets. Principal Securities, Inc provides a wide array of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees typically are based on which service is offered. However, fee types billed by Principal Securities, Inc likely are comprised of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Nicholas Cecere Work History
Nicholas has been registered as a financial advisor for 1 years.*
Wealth Management Services, LLC
Principal Life Insurance Co
Principal Securities Inc
Principal Financial Group
Simplicity Financial Investment Services, Inc
Simplicity Financial Distributors
Holland Hills Cc
Principal Securities Inc
Saybrus Equity Services
Saybrus Partners
Niagara University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholas Cecere to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Des Moines, IA
Raleigh, NC
Fargo, ND
Williamston, MI
Phoenix, AZ
Tampa, FL
Puyallup, WA
Tampa, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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