Nicholas
Hall

Maxim Financial Advisors LLC

CRD#5353394
Investment Advisor
in New York, NY

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About this Advisor

Nicholas Hall is a financial advisor who works out of New York, New York, with 7 years of relevant experience. Hall is an employee of Maxim Financial Advisors LLC. Their career trajectory has included roles at Maxim Group LLC and Maxim Financial Advisors. Hall maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in New Jersey and New York. Maxim Financial Advisors LLC is a registered investment firm based out of New York, NY. It has a total of 43 advisors. It administers $354 million in total assets across its 768 client accounts, making it one of the larger firms in the United States by assets under management. Of its 768 accounts, 49% are held by high-net-worth investors who have at least $1 million in assets. The advisory firm performs a few services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors largely are based on the type of services provided. Fees billed by Maxim Financial Advisors LLC typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

7 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

300 Park Ave 16Th Fl
New York, NY 10022

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Maxim Financial Advisors LLC Brokerage Details

Total Assets Under Management

$354,256,888

NY Average: $7,464,549,021
Total Number of Employees

43

NY Average: 88
Total Number of Accounts

768

NY Average: 3,892
Average Account Size

$461,272

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Nicholas Hall Work History

Nicholas has been registered as a financial advisor for 7 years.*

2013 - Present (11 years)

Maxim Group LLC

2008 - Present (16 years)

Maxim Financial Advisors

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicholas Hall to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Maxim Financial Advisors LLC

Kevin Allen
New York, NY
John Conover
New York, NY
Sean Carmody
New York, NY
Eric Kesselman
New York, NY
Beny Lee
New York, NY
Adrian Rose
New York, NY
Michael Brod
New York, NY
Joseph Daneshgar
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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