Nicholas
Pelletier

First Trust Advisors Lp

CRD#6256481
Investment Advisor
in New York, NY

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About this Advisor

Nicholas Pelletier is a financial advisor based in New York, New York, working with First Trust Advisors Lp. Nicholas has previously held positions at Virtus Investment Partners, Axs Investments, Imst Distributors, LLC, First Trust Portfolios L.P, and First Trust Advisors L.P. Nicholas has passed the Series 66 regulatory exam and is registered to provide services in Illinois. Currently, Nicholas is part of First Trust Advisors Lp, which operates out of New York, New York. The firm has 2 offices and 426 employees. The firm manages assets totaling $210.9 billion and offers services including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, and publication of newsletters. The fee structure at First Trust Advisors Lp includes asset-based and other fees.

Certifications and Registrations

Series 66, Chartered Financial Analyst

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Others

Office Location

New York, NY

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First Trust Advisors Lp Brokerage Details

Total Assets Under Management

$210,879,000,000

NY Average: $6,674,516,078
Total Number of Employees

426

NY Average: 44
Total Number of Accounts

2,926

NY Average: 2,564
Average Account Size

$72,070,745

NY Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters

Nicholas Pelletier Work History

2022 - Present (3 years)

First Trust Portfolios L.P

2022 - Present (3 years)

First Trust Advisors L.P

2021 - 2022 (1 year)

Axs Investments

2021 - 2022 (1 year)

Imst Distributors, LLC

2019 - 2021 (2 years)

Axs Investments

2019 - 2021 (2 years)

Imst Distributors, LLC

2013 - 2019 (6 years)

Virtus Investment Partners

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Disclosures

Please visit the SEC profile of Nicholas Pelletier to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at First Trust Advisors Lp

Luke Wynsma
Wheaton, IL
Xhordi Xhokola
Wheaton, IL
Jordan Roberts
Wheaton, IL
Thomas Giobbi
Wheaton, IL
Theodore Selvaggio
Wheaton, IL
Tyler Pearse
Wheaton, IL
Alexander Tarnow
Austin, TX
Trey Widner
Wheaton, IL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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