Nicholas
Simini
Summit Financial, LLC
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About this Advisor
Nicholas Simini is a financial advisor operating in West Harrison, New York, who has 4 years of relevant experience. Simini is currently employed by Summit Financial, LLC. Over the course of their career, they have held roles at Ramapo College, National Wealth Advisors, Summit Equities, Inc, Summit Risk Management, Inc, Summit Financial Resources, Inc, Purshe Kaplan Sterling Investments and Summit Financial, LLC. Simini maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in New Jersey and New York. Summit Financial, LLC is a business that has its headquarters in Parsippany, NJ. The firm has offices in 22 locations and a total of 226 advisors. It controls $6 billion in assets under management between its 11,930 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. Of its 11,930 customer accounts, 20% are associated with high-net-worth investors who have at least $1 million in assets. The company provides a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Fees charged by financial advisors typically vary depending on which services the firm provides the client. Fee types billed by Summit Financial, LLC can include any combination of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Summit Financial, LLC Brokerage Details
$6,154,141,421
226
11,930
$515,854
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
Nicholas Simini Work History
Nicholas has been registered as a financial advisor for 4 years.*
Purshe Kaplan Sterling Investments
Summit Financial, LLC
Summit Financial Resources, Inc
Summit Equities, Inc
Summit Equities, Inc
National Wealth Advisors
Summit Risk Management, Inc
Ramapo College
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholas Simini to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Summit Financial, LLC
Parsippany, NJ
Parsippany, NJ
Farmington, MI
Parsippany, NJ
Parsippany, NJ
Parsippany, NJ
Parsippany, NJ
Parsippany, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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