Nina
Socha

Socha Financial Group, LLC

CRD#5350145
Investment Advisor
in Corning, NY

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About this Advisor

Nina Socha is a certified financial planner operating in Corning, New York, with a total of 2 years of industry experience. Socha is an advisor for Socha Financial Group, LLC. During their career, the advisor has held roles at Tullett Prebon, Socha Financial Group and Aurora Provisions. Socha holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to work in New York. Socha Financial Group, LLC is a registered investment firm based in Corning, NY. It oversees $303 million in total assets among its 745 customer accounts, placing it among the mid-sized financial advisory firms in the country by assets under management. Of its 745 accounts, 17% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. Socha Financial Group, LLC provides a few services, including financial planning services, portfolio management for individuals and small businesses and other services. Fees for financial management usually vary depending on the type of financial services offered. However, fees billed by Socha Financial Group, LLC most likely consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

181 East Second Street
Corning, NY 14830

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Socha Financial Group, LLC Brokerage Details

Total Assets Under Management

$303,439,640

NY Average: $7,464,549,021
Total Number of Employees

6

NY Average: 88
Total Number of Accounts

745

NY Average: 3,892
Average Account Size

$407,302

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other

Nina Socha Work History

Nina has been registered as a financial advisor for 2 years.*

2014 - Present (10 years)

Socha Financial Group

2014 - 2014 (< 1 year)

Aurora Provisions

2007 - 2014 (7 years)

Tullett Prebon

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nina Socha to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Socha Financial Group, LLC

Jolie Mccarthy
Corning, NY
Michael Socha
Corning, NY
Michelle Vang
Corning, NY
Nina Socha
Corning, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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