Royal Alliance Associates, Inc
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About this Advisor
Oliver Kim is a financial advisor based in Mineola, New York who has 6 years of industry experience. Kim is currently employed by Royal Alliance Associates, Inc. During their career, Kim has held roles at Royal Alliance and D/B/A Shelter Rock Financial Group. Kim has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to operate in New Jersey, New York, South Carolina and Texas. Royal Alliance Associates, Inc is an advisory firm based out of Jersey City, NJ. It has offices in 1,009 locations and a total of 3,704 advisors. It handles $30 billion in total assets across its 149,233 client accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm advises 191 charities and foundations. Of its 149,233 accounts, just 11% are associated with high-net-worth investors who have more than $1 million in assets. The firm has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules usually depend on which service is offered. However, fees billed by Royal Alliance Associates, Inc can consist of any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
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Royal Alliance Associates, Inc Brokerage Details
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Oliver Kim Work History
Oliver has been registered as a financial advisor for 6 years.*
D/B/A Shelter Rock Financial Group
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of Oliver Kim to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Royal Alliance Associates, Inc
Fort Wayne, IN
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact firstname.lastname@example.org.
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