Paul
Rotell

Cambridge Investment Research Advisors, Inc

CRD#4254099
Investment Advisor
in New York, NY
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About this Advisor

Paul Rotell is a certified financial planner operating in New York, New York, who has been in the financial industry for 24 years. Rotell is on the advisory team at Cambridge Investment Research Advisors, Inc. Throughout their career, they have worked at New England Securities, Commonwealth Financial Network, Kbk Wealth Management, LLC, Christopher Street Financial, Nfp Securities, Inc, H.D. Vest Insurance Agency, Inc, H.D. Vest Investment Services, Rotell & Associates, Cambridge Investment Research Advisors, Inc and Cambridge Investment Research, Inc. Rotell has Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in Indiana. Cambridge Investment Research Advisors, Inc is a financial advisory company operating in New York, New York. The investment advisory business has offices in 1,728 locations and a total of 2,672 people on staff. It has $40 billion in assets under management among its 225,374 customer accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm provides financial advice to 175 charities and foundations. Of its 225,374 client accounts, just 7% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. Cambridge Investment Research Advisors, Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Financial advisory fee schedules usually vary depending on the financial services offered. However, fee types charged by Cambridge Investment Research Advisors, Inc can be comprised of some combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66, Certified Financial Planner

Years of Experience

24 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

200 West 15Th St. Unit 6C
New York, NY 10011

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$44,327,336,213

NY Average: $9,259,360,772
Total Number of Employees

2,857

NY Average: 166
Total Number of Accounts

276,236

NY Average: 7,189
Average Account Size

$160,469

NY Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Paul Rotell Work History

Paul has 24 years of experience.

2018 - Present (1 years)

Cambridge Investment Research Advisors, Inc

2018 - Present (1 years)

Cambridge Investment Research, Inc

2012 - 2012 (0 years)

H.D. Vest Insurance Agency, Inc

2012 - 2012 (0 years)

H.D. Vest Investment Services

2011 - 2011 (0 years)

Commonwealth Financial Network

2011 - 2011 (0 years)

Kbk Wealth Management, LLC

2011 - 2012 (1 years)

Christopher Street Financial

2011 - 2018 (7 years)

Nfp Securities, Inc

2009 - 2009 (0 years)

New England Securities

1994 - Present (25 years)

Rotell & Associates

Disclosures

Paul Rotell has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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