Paul
Sarama

Steward Partners Investment Advisory, LLC

CRD#5390706
Investment Advisor
in New York, NY

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About this Advisor

Paul Sarama is a financial advisor operating in New York, New York, who has 6 years of relevant experience. Sarama is currently employed by Steward Partners Investment Advisory, LLC. During their career, the advisor has held roles at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Raymond James Financial Services, Inc, Steward Partners Global Advisory, LLC, Steward Partners Investment Advisory, LLC, Steward Partners Global Advisory and Steward Partners Investment Solutions, LLC. Sarama holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in New Jersey and Texas. Steward Partners Investment Advisory, LLC is an advisory business based in New York, NY. The firm has offices in 45 locations and a total of 363 people on staff. It controls $12 billion in assets across its 27,637 client accounts, making it one of the biggest firms in the United States by assets under management. The firm serves 45 charities and foundations. Of its 27,637 accounts, 55% belong to high-net-worth individuals who have at least $1 million in investable assets. Steward Partners Investment Advisory, LLC has a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. Fees for financial advice typically are based on which services are offered. Fees charged by Steward Partners Investment Advisory, LLC most likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

140 E. 45Th Street 36Th Floor
New York, NY 10017

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Steward Partners Investment Advisory, LLC Brokerage Details

Total Assets Under Management

$12,168,947,752

NY Average: $7,464,549,021
Total Number of Employees

363

NY Average: 88
Total Number of Accounts

27,637

NY Average: 3,892
Average Account Size

$440,314

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Other

Paul Sarama Work History

Paul has been registered as a financial advisor for 6 years.*

2022 - Present (2 years)

Steward Partners Investment Solutions, LLC

2018 - Present (6 years)

Steward Partners Global Advisory

2018 - Present (6 years)

Steward Partners Global Advisory

2017 - Present (7 years)

Raymond James Financial Services, Inc

2017 - Present (7 years)

Steward Partners Global Advisory, LLC

2017 - Present (7 years)

Steward Partners Investment Advisory, LLC

2016 - 2017 (1 year)

Wells Fargo Clearing Services, LLC

2010 - 2016 (6 years)

Wells Fargo Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Paul Sarama to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Steward Partners Investment Advisory, LLC

Jean Delgado
New York, NY
Matthew Kerns
New York, NY
James Nylund
Portland, ME
Lorraine Dickman
Paramus, NJ
Dino Johnson
Albany, NY
Jeffery Carson
Boston, MA
Alice Winters
New York, NY
Wistar Holt
Saint Louis, MO

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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