Peter
Kong

Ubs Financial Services Inc

CRD#5057239
Investment Advisor
in New York, NY
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About this Advisor

Peter Kong is a chartered financial analyst working out of New York, New York, who has been in the advisory business for 13 years. Kong is on the advisory team at Ubs Financial Services Inc. Throughout their career, they have worked at J. P. Morgan Institutional Investments Inc, J. P. Morgan Investment Management Inc, J.P. Morgan Securities Inc and Ubs Financial Services Inc. Kong maintains a Series 63 license, certifying them as a securities agent, and is registered to serve investors in New Jersey. Ubs Financial Services Inc is a financial advisory company that has its headquarters in New York, New York. It has offices in 369 locations and a total of 13,402 people on staff. It handles $496 billion in assets under management across its 922,927 customer accounts, making it one of the largest firms in the nation by assets under management. The firm provides services to 4,543 charities and foundations. Of its 922,927 customer accounts, 52% are associated with high-net-worth clients who have at least $1 million in assets available to invest. The business performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial management vary depending on the type of services offered. However, fee types charged by Ubs Financial Services Inc most likely consist of any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

1285 Avenue Of The Americas 20Th Floor
New York, NY 10019

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

NY Average: $10,121,009,343
Total Number of Employees

13,335

NY Average: 92
Total Number of Accounts

957,738

NY Average: 6,978
Average Account Size

$517,923

NY Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Peter Kong Work History

Peter has 13 years of experience.

2015 - Present (4 years)

Ubs Financial Services Inc

2010 - 2015 (5 years)

Ubs Financial Services Inc

2009 - 2010 (1 years)

J.P. Morgan Securities Inc

2005 - 2009 (4 years)

J. P. Morgan Institutional Investments Inc

2005 - 2009 (4 years)

J. P. Morgan Investment Management Inc

Disclosures

Peter Kong has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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