Peter
Lombardi

E*Trade Capital Management, LLC

CRD#2814446
Investment Advisor
in New York, NY
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About this Advisor

Peter Lombardi is a certified financial planner located in New York, New York. Currently a registered financial advisor with E*Trade Capital Management, LLC, Lombardi has nine years of experience as a financial advisor. Lombardi holds a Series 66 license, designating the advisor as both a securities agent and an investment advisor representative. Lombardi is registered to advise customers based out of California and Texas. Throughout their career, Lombardi has worked at E*Trade Securities LLC, E*Trade Capital Management LLC, Aaa and E*Trade Savings Bank. E*Trade Capital Management, LLC is located in New York, New York, and operates out of 33 offices throughout the nation. The level of assets currently under the firm's management places it among the biggest firms in the nation. All of the firm's accounts are managed on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. None of the advisor firm's 29,958 clients are regarded as high-net-worth individuals, who are defined as investors who have greater than $1 million in investable assets. E*Trade Capital Management, LLC offers portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and educational seminars. The firm may charge clients asset-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

9 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

11 Times Square 32Nd Fl
New York, NY 10036

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E*Trade Capital Management, LLC Brokerage Details

Total Assets Under Management

$5,444,881,787

NY Average: $7,464,549,021
Total Number of Accounts

29,958

NY Average: 3,892
Average Account Size

$181,751

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Peter Lombardi Work History

Peter has 9 years of experience.

2009 - Present (10 years)

E*Trade Securities LLC

2009 - Present (10 years)

E*Trade Capital Management LLC

2009 - 2009 (0 years)

Aaa

2009 - 2013 (4 years)

E*Trade Savings Bank

Disclosures

Peter Lombardi has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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