Peter
Maino

Park Avenue Securities LLC

CRD#5759974
Investment Advisor
in Roslyn, NY

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About this Advisor

Peter Maino is a financial advisor based out of Roslyn, New York who has 9 years of relevant experience. Maino is an employee of Park Avenue Securities LLC. Throughout their career, they have worked at Guardian Life Insurance Company, Pas, Nrl Wealth and Park Avenue Securities LLC. Maino has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to advise clients in California, Connecticut, District Of Columbia, Florida, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina and Vermont. Park Avenue Securities LLC is a firm operating out of New York, NY. The company has offices in 385 locations and a total of 1,825 people on staff. It administers $10 billion in assets under management across its 57,359 accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm advises 132 charities and foundations. Of its 57,359 client accounts, 19% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. The business provides a number of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Financial advisory fee schedules usually are based on the services provided. However, fees charged by Park Avenue Securities LLC most likely consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

9 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

17 Lumber Road Suite 11
Roslyn, NY 11576

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$9,912,742,257

NY Average: $7,464,549,021
Total Number of Employees

1,825

NY Average: 88
Total Number of Accounts

57,359

NY Average: 3,892
Average Account Size

$172,819

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Peter Maino Work History

Peter has been registered as a financial advisor for 9 years.*

2017 - Present (7 years)

Guardian Life Insurance Company

2017 - Present (7 years)

Park Avenue Securities LLC

2010 - Present (14 years)

Nrl Wealth

2011 - 2017 (6 years)

Pas

2009 - 2017 (8 years)

Guardian Life Insurance Company

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Peter Maino to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Park Avenue Securities LLC

Samuel Katz
Scarsdale, NY
Robert Wilson
Cincinnati, OH
Ambrose Carr
Wilmington, DE
Shane Davis
Allentown, PA
Timothy Urban
Crystal Lake, IL
Joseph Guyton
Portsmouth, NH
Wing Yip
Flushing, NY
Tony Wong
Flushing, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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