Peter
Maroney

Ubs Financial Services Inc

CRD#6438286
Investment Advisor
in New York, NY

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About this Advisor

Peter Maroney is a financial advisor in New York, New York. Currently a registered advisor with Ubs Financial Services Inc, they have accrued 10 years of professional experience in the financial advisory industry. Maroney has a Series 66 license, designating them as both a securities agent and an investment advisor representative. Maroney is registered to work with clients based out of District of Columbia and New Jersey. Over the course of their career, they have held roles at Pennantpark Investment Advisers, Sanford C. Bernstein & Co., LLC and Ubs Financial Services. Ubs Financial Services Inc is based out of New York, New York, and has 369 additional locations in the nation. Overall, Ubs Financial Services Inc oversees $591 billion in assets covering 975,301 client accounts and employs more than 15,605 people. The level of assets currently under the firm's management places it among the largest investment advisory firms in the country. The firm manages 522,287 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 58% of the firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Ubs Financial Services Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

299 Park Ave 8Th, 9Th 11Th Floor
New York, NY 10171

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$591,360,861,325

NY Average: $10,121,009,343
Total Number of Employees

15,605

NY Average: 92
Total Number of Accounts

975,301

NY Average: 6,978
Average Account Size

$606,337

NY Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Peter Maroney Work History

Peter has 10 years of experience.

2019 - Present (1 year)

Ubs Financial Services

2015 - 2019 (4 years)

Sanford C. Bernstein & Co., LLC

2010 - 2013 (3 years)

Pennantpark Investment Advisers

Disclosures

Peter Maroney has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Kelvin Pena
Miami, FL
Vivian Mui
San Francisco, CA
Dok Chua
New York, NY
Shana Metcalf
New York, NY
Dorothy Angelini
Carmel, CA
Crystal Jamieson
Irvine, CA
Reilly Smith
Washington, DC

This content was compiled from the SEC and FINRA.

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