Peter
Topping

Private Client Services, LLC

CRD#4549730
Investment Advisor
in New York, NY
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About this Advisor

Peter Topping is a certified financial planner and chartered financial consultant in New York, New York. Currently a registered financial advisor at Private Client Services, LLC, they have gathered 15 years of work experience as a financial advisor. Topping maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Topping is able to serve customers based out of California, Connecticut, New Jersey, Pennsylvania, Florida, Mississippi, Oregon, Texas and Virginia. Over the course of their career, Topping has held roles at Woodbury Financial and Private Client Services LLC. Private Client Services, LLC is based out of New York, New York, and has 18 other offices in the country. Overall, Private Client Services, LLC manages $242 million in assets dispersed across 1,088 client accounts and employs more than 60 people. The firm's total assets under management makes it one of the mid-sized firms in the nation. None of the advisory firm's 1,088 clients are considered high-net-worth individuals, who are defined as investors who have greater than $1 million in capital. Private Client Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

450 Seventh Avenue Suite 2600
New York, NY 10123

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Private Client Services, LLC Brokerage Details

Total Assets Under Management

$257,300,000

NY Average: $949,722,027
Total Number of Employees

30

NY Average: 35
Total Number of Accounts

1,097

NY Average: 1,296
Average Account Size

$234,549

NY Average: $732,810

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Peter Topping Work History

Peter has 15 years of experience.

2010 - Present (9 years)

Private Client Services LLC

2003 - 2009 (6 years)

Woodbury Financial

Disclosures

Peter Topping has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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