Raul
Gutierrez

Park Avenue Securities LLC

CRD#1974155
Investment Advisor
in New York, NY

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About this Advisor

Raul Gutierrez is a financial advisor based out of New York, New York with a total of 11 years of relevant experience. Gutierrez works at Park Avenue Securities LLC. Throughout their career, they have worked at Park Avenue Securities, Guardian Life Ins Company and Guardian Life Insurance Company. Gutierrez has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to advise clients in Connecticut and New York. Park Avenue Securities LLC is a business operating out of New York, NY. The firm has offices in 385 locations and a total of 1,825 people on staff. It manages $10 billion in total assets across its 57,359 client accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm advises 132 charities and foundations. Of its 57,359 accounts, 19% belong to high-net-worth clients who have at least $1 million in assets. The advisory firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Fees for financial management largely vary depending on which services are offered. However, fee types billed by Park Avenue Securities LLC can consist of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

10 Hudson Yards
New York, NY 10001

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$9,912,742,257

NY Average: $7,464,549,021
Total Number of Employees

1,825

NY Average: 88
Total Number of Accounts

57,359

NY Average: 3,892
Average Account Size

$172,819

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Raul Gutierrez Work History

Raul has been registered as a financial advisor for 11 years.*

2023 - Present (1 year)

Guardian Life Insurance Company

2023 - Present (1 year)

Park Avenue Securities

2020 - 2023 (3 years)

Guardian Life Insurance Company

2020 - 2023 (3 years)

Park Avenue Securities

2016 - 2023 (7 years)

Guardian Life Insurance Company

2016 - 2023 (7 years)

Park Avenue Securities

2015 - 2023 (8 years)

Guardian Life Insurance Company

2015 - 2023 (8 years)

Park Avenue Securities

2012 - 2015 (3 years)

Park Avenue Securities

2012 - 2015 (3 years)

Guardian Life Ins Company

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Raul Gutierrez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Park Avenue Securities LLC

Bartosz Warzycha
Columbus, OH
Michael Radovich
Roslyn, NY
William Roerden
Warwick, NY
Ezekiel Zimmerman
Paramus, NJ
Robert Armstrong
Charlotte, NC
Joseph Stiles
Cincinnati, OH
Corwin Davidson
Liberty Hill, TX
Chelsea Gottschling
Claremont, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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