Richard
Buffkin

Stirlingshire Investments

CRD#6018495
Investment Advisor
in New York, NY

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About this Advisor

Richard Buffkin is a financial advisor based in New York, New York, working with Stirlingshire Investments. Richard has previously held positions at Ups, Valic Financial Advisors, Inc, Buffkin Remodeling & Repair, Western Nc Conference, Axa Advisors, LLC, Allstate Insurance Company, Thrivent Investment Management Inc, Thrivent Financial, and Stirlingshire Investments. Richard has passed the Series 66 regulatory exam and is registered to provide services in New York and North Carolina. Currently, Richard is part of Stirlingshire Investments, which operates out of New York, New York. The firm has 11 employees and manages assets totaling $37.0 million. The firm serves high-net-worth clients and offers services including financial planning services and portfolio management for individuals and small businesses. The fee structure at Stirlingshire Investments includes asset-based and fixed fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

15 W 38Th St. #704
New York, NY 10018

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Stirlingshire Investments Brokerage Details

Total Assets Under Management

$36,957,914

NY Average: $7,464,549,021
Total Number of Employees

11

NY Average: 88
Total Number of Accounts

97

NY Average: 3,892
Average Account Size

$381,009

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Richard Buffkin Work History

2024 - Present (0 year)

Stirlingshire Investments

2023 - Present (1 year)

Thrivent Financial

2021 - Present (3 years)

Thrivent Investment Management Inc

2021 - 2021 (< 1 year)

Thrivent Financial

2021 - 2023 (2 years)

Thrivent Financial

2020 - 2021 (1 year)

Ups

2019 - 2020 (1 year)

Allstate Insurance Company

2019 - 2020 (1 year)

Ups

2017 - 2018 (1 year)

Axa Advisors, LLC

2014 - 2015 (1 year)

Valic Financial Advisors, Inc

2014 - 2019 (5 years)

Western Nc Conference

2013 - 2014 (1 year)

Buffkin Remodeling & Repair

Disclosures

Please visit the SEC profile of Richard Buffkin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stirlingshire Investments

Kyle Cronan
The Woodlands, TX
Rolandus Johnson
New York, NY
Steven Stewart
New York, NY
Scott Valenti
New York, NY
Matthew Greene
New York, NY
Michael Saenz
Houston, TX
David Paul
Wooster, OH
Steven Woods
New York, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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