Mml Investors Services, LLC

Investment Advisor
in New York, NY
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About this Advisor

Richard Caiazzo is a certified financial planner who works in New York, New York, who has been in the industry for 13 years. Caiazzo is currently employed by Mml Investors Services, LLC. Over the course of their career, they have held roles at Axa Advisors, LLC, Metlife Securities Inc, Massachusetts Mutual Life Insurance Company and Mml Investors Services, LLC. Caiazzo holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in New Jersey and Texas. Mml Investors Services, LLC is a financial advisory business that has its headquarters in New York, New York. The company has offices in 1,335 locations and a total of 8,095 financial advisors. It administers $29 billion in assets across its 238,365 accounts, making it one of the biggest firms in the United States by assets under management. The firm advises 512 charities and foundations. The business offers a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules largely are based on which services are offered. However, fee types charged by Mml Investors Services, LLC can consist of some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

200 Park Avenue 32Nd Floor Suite 3200 B
New York, NY 10166

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management


NY Average: $16,012,751,954
Total Number of Employees


NY Average: 118
Total Number of Accounts


NY Average: 4,567
Average Account Size


NY Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Richard Caiazzo Work History

Richard has 13 years of experience.

2017 - Present (2 years)

Mml Investors Services, LLC

2016 - Present (3 years)

Massachusetts Mutual Life Insurance Company

2013 - 2017 (4 years)

Metlife Securities Inc

2005 - 2013 (8 years)

Axa Advisors, LLC


Richard Caiazzo has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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