Richard
Davis

Northwestern Mutual Investment Services, LLC

CRD#1082251
Investment Advisor
in New York, NY

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About this Advisor

Richard Davis is a financial advisor based in New York, New York, working with Northwestern Mutual Investment Services, LLC. Richard has previously held positions at Vp Distributors LLC, Transamerica Financial Advisors, Inc, World Financial Group, Inc, Julex Capital, LLC, Trident Os, Rampart Investment Management, Matt Russo, and Northwestern Mutual Investment Services LLC. Richard has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in New Jersey. Currently, Richard is part of Northwestern Mutual Investment Services, LLC, which operates out of New York, New York. The firm has 2,537 employees and offers various services. The fee structure at Northwestern Mutual Investment Services, LLC includes fixed and other fees.

Certifications and Registrations

Series 65, Series 63, Chartered Financial Analyst

Services Offered

Other

Fee Structure

Fixed Fees, Others

Office Location

875 3Rd Ave Fl 23
New York, NY 10022

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Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

2,537

NY Average: 43

Investment Advisory Services

  • Other

Richard Davis Work History

2023 - Present (1 year)

Matt Russo

2023 - Present (1 year)

Northwestern Mutual Investment Services LLC

2021 - 2021 (< 1 year)

Transamerica Financial Advisors, Inc

2020 - 2022 (2 years)

World Financial Group, Inc

2020 - 2023 (3 years)

Julex Capital, LLC

2019 - 2020 (1 year)

Trident Os

2013 - 2019 (6 years)

Vp Distributors LLC

2009 - 2019 (10 years)

Rampart Investment Managemet

Disclosures

Please visit the SEC profile of Richard Davis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northwestern Mutual Investment Services,LLC

Stephanie Watson
New York, NY
Benjamin Hershey
Mechanicsburg, PA
Spencer Croft
Reston, VA
Ronald Coulson
Leawood, KS
Reem Rawashdeh
Omaha, NE
Drew Snodgrass
Springfield, IL
William Vincent
Peachtree Corners, GA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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