Richard
Defelice

Tfs Securities, Inc

CRD#63900
Investment Advisor
in Yonkers, NY

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About this Advisor

Richard Defelice is a financial advisor operating out of Yonkers, New York with 12 years of relevant experience. Defelice is an employee of Tfs Securities, Inc. Throughout their career, they have worked at Richard R. Defelice & Associates, Inc and Tfs Securities, Inc. Defelice maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in New Jersey. Tfs Securities, Inc is a financial advisory company based out of Lincroft, NJ. It has offices in 94 locations and a total of 164 financial advisors. It controls $1 billion in total assets among its 5,347 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. Of its 5,347 accounts, just 7% are held by high-net-worth individuals who have at least $1 million in assets. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management are based on which services the firm provides the client. However, fees charged by Tfs Securities, Inc can be comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Yonkers, NY

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Tfs Securities, Inc Brokerage Details

Total Assets Under Management

$1,292,174,401

NY Average: $10,121,009,343
Total Number of Employees

164

NY Average: 92
Total Number of Accounts

5,347

NY Average: 6,978
Average Account Size

$241,663

NY Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Richard Defelice Work History

Richard has been registered as a financial advisor for 12 years.*

2010 - Present (14 years)

Tfs Securities, Inc

1986 - Present (38 years)

Richard R. Defelice & Associates, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Defelice to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Tfs Advisory Services

Daniel Mulroe
Bayonne, NJ
Brian Mulkeen
Lincroft, NJ
Kelly Vostal
Bayonne, NJ
Daniel Barsnica
Lincroft, NJ
Zachary Burd
Blackwood, NJ
Christopher Ryan
Lincroft, NJ
Jim Poncha
Holliswood, NY
Tai Chen
Lincroft, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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