Richard
Edwards

Transamerica Financial Advisors, Inc

CRD#1427787
Investment Advisor
in New York, NY
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About this Advisor

Richard Edwards is a financial advisor operating out of New York, New York, with 28 years of work experience. Edwards is currently employed by Transamerica Financial Advisors, Inc. Over the course of their career, they have held roles at Diamond Limousine, World Financial Group, Inc, World Group Securities, Inc, Superior Limousine, Investment Advisors International, Inc, Transamerica Financial Advisors, Inc and Premiere Transportation. Edwards holds Series 63 and Series 66 licenses, qualifying them as a securities agent, and is able to serve investors in New Jersey. Transamerica Financial Advisors, Inc is a financial advisory business that has its headquarters in New York, New York. It has offices in 304 locations and a total of 1,274 financial advisors. It administers $973 million in total assets across its 22,673 client accounts, making it one of the bigger financial advisory firms in the United States by assets under management. Of its 22,673 client accounts, just 2% belong to high-net-worth clients who have more than $1 million in assets available to invest. The firm has a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial advice usually depend on which service is offered. Fees billed by Transamerica Financial Advisors, Inc most likely are comprised of some blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

28 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Commissions

Disclosures

No

Office Location

116 West 23Rd Street Suite 500
New York, NY 10011

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,015,629,122

NY Average: $1,855,561,029
Total Number of Employees

1,271

NY Average: 62
Total Number of Accounts

45,703

NY Average: 2,474
Average Account Size

$22,222

NY Average: $750,025

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Richard Edwards Work History

Richard has 28 years of experience.

2013 - Present (6 years)

Premiere Transportation

2012 - Present (7 years)

Transamerica Financial Advisors, Inc

2009 - Present (10 years)

World Financial Group, Inc

2011 - 2012 (1 year)

Investment Advisors International, Inc

2009 - 2012 (3 years)

World Group Securities, Inc

1992 - 2013 (21 years)

Superior Limousine

1990 - 2011 (21 years)

Diamond Limousine

Disclosures

Richard Edwards has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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