Richard
Edwards

Transamerica Financial Advisors, Inc

CRD#1427787
Investment Advisor
in New York, NY

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About this Advisor

Richard Edwards is a financial advisor operating in New York, New York who has 2 years of relevant experience. Edwards is currently employed by Transamerica Financial Advisors, Inc. Their career trajectory has included roles at World Financial Group, Inc, Superior Limousine, Transamerica Financial Advisors, Inc and Premiere Transportation. Edwards holds Series 63 and Series 66 licenses, qualifying them as a securities representative, and is approved to advise clients in New York. Transamerica Financial Advisors, Inc is an advisory business that has its headquarters in Saint Petersburg, FL. The investment advisory business has offices in 286 locations and a total of 1,235 advisors. It oversees $2 billion in assets under management between its 59,659 client accounts, making it one of the biggest firms in the nation by assets under management. The firm advises 18 charitable organizations. Of its 59,659 client accounts, just 2% belong to high-net-worth individuals who have more than $1 million in assets available to invest. Transamerica Financial Advisors, Inc performs a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fees largely are based on which services the firm provides the client. Fees billed by Transamerica Financial Advisors, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

2 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets

Office Location

116 West 23Rd Street Suite 500
New York, NY 10011

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,815,425,709

NY Average: $1,855,561,029
Total Number of Employees

1,235

NY Average: 62
Total Number of Accounts

59,659

NY Average: 2,474
Average Account Size

$30,430

NY Average: $750,025

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Richard Edwards Work History

Richard has been registered as a financial advisor for 2 years.*

2013 - Present (11 years)

Premiere Transportation

2012 - Present (12 years)

Transamerica Financial Advisors, Inc

2009 - Present (15 years)

World Financial Group, Inc

1992 - 2013 (21 years)

Superior Limousine

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Edwards to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Financial Advisors, Inc

Amanda Ryba
San Jose, CA
William Carlson
Fort Myers, FL
James Shoblo
Colorado Springs, CO
Tarl Reynoso
Orem, UT
David Winn
Bridgeport, MI
Julie Sun
Bellevue, WA
Diego Conejo
Pasadena, CA
Karen Ahn
Draper, UT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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