Richard
Humphrey
Steward Partners Investment Advisory, LLC
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About this Advisor
Richard Humphrey is a certified financial planner and chartered financial consultant who works out of New York, New York who has 3 years of relevant experience. Humphrey currently works for Steward Partners Investment Advisory, LLC. Throughout their career, Humphrey has worked at Steward Partners Global Advisory, LLC, Steward Partners Investment Advisory, LLC, Blue Water Wealth Manaagement, Steward Partners Investment Solutions, LLC, Raymond James Financial Services, Inc and Ubs Financial Services Inc. Humphrey holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Florida and Texas. Steward Partners Investment Advisory, LLC is an advisory business that has its headquarters in New York, NY. The company has offices in 45 locations and a total of 363 advisors. It administers $12 billion in total assets across its 27,637 customer accounts, making it one of the biggest firms in the country by assets under management. The firm advises 45 charities and foundations. Of its 27,637 client accounts, 55% belong to high-net-worth investors who have at least $1 million in investable assets. Steward Partners Investment Advisory, LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors typically are based on the type of services provided. Fees charged by Steward Partners Investment Advisory, LLC most likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Steward Partners Investment Advisory, LLC Brokerage Details
$12,168,947,752
363
27,637
$440,314
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Other
Richard Humphrey Work History
Richard has been registered as a financial advisor for 3 years.*
Steward Partners Investment Solutions, LLC
Steward Partners Global Advisory, LLC
Steward Partners Investment Advisory, LLC
Blue Water Wealth Manaagement
Raymond James Financial Services, Inc
Ubs Financial Services Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Humphrey to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Steward Partners Investment Advisory, LLC
Manchester, NH
New York, NY
Portland, ME
New York, NY
Saint Louis, MO
New York, NY
New York, NY
Washington, DC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.