Richard
Jaeger

Guggenheim Investments

CRD#1338806
Investment Advisor
in Garden City, NY

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About this Advisor

Richard Jaeger is a financial advisor based in Garden City, New York, working with Guggenheim Investments. Richard has previously held positions at First Trust Portfolios L.P, Hennion & Walsh, Inc, Advisors Asset Management, Inc, Guggenheim Funds Distributors, LLC, and Guggenheim Investments, LLC. Richard has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in New Jersey and New York. Currently, Richard is part of Guggenheim Investments, which operates out of Garden City, New York. The firm has 3 offices and 20 employees. Guggenheim Investments manages assets totaling $7.4 billion and offers services including portfolio management for investment companies and portfolio management for pooled investment vehicles. The fee structure at Guggenheim Investments is asset-based.

Certifications and Registrations

Series 63, Series 66

Services Offered

Portfolio management for investment companies, Portfolio management for pooled investment vehicles

Fee Structure

Percentage of Assets

Office Location

Garden City, NY

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Guggenheim Investments Brokerage Details

Total Assets Under Management

$7,395,263,411

NY Average: $7,464,549,021
Total Number of Employees

20

NY Average: 88
Total Number of Accounts

113

NY Average: 3,892
Average Account Size

$65,444,809

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Richard Jaeger Work History

2024 - Present (1 year)

Guggenheim Funds Distributors, LLC

2024 - Present (1 year)

Guggenheim Investments, LLC

2023 - 2024 (1 year)

Advisors Asset Management, Inc

2016 - 2023 (7 years)

Hennion & Walsh, Inc

2007 - 2016 (9 years)

First Trust Portfolios L.P

Disclosures

Please visit the SEC profile of Richard Jaeger to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Guggenheim Investments

Usman Khan
New York, NY
Kevin Burke
Chicago, IL
Rachel Jowdy
New York, NY
Matthew Petrizzo
New York, NY
Lauren Anderson
New York, NY
Michael Hoare
New York, NY
Brandel Brogan
Chicago, IL
Alison Macartney
New York, NY

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