Richard
Linden

Equity Services, Inc

CRD#4735031
Investment Advisor
in Hauppauge, NY

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About this Advisor

Richard Linden is a financial advisor based out of Hauppauge, New York who has 2 years of industry experience. Linden is currently employed by Equity Services, Inc. The advisor has gained experience at Metlife Securities, Mass Mutual Life Insurance Company, National Life, Equity Services Inc, Ameriprise Financial Advisors Inc, Equity Services, Inc, Ameriprise Financial Services, Inc and Mml Investors Services. Linden has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can advise clients in New York. Equity Services, Inc is a financial advisory firm based out of Montpelier, VT. The investment advisory business has offices in 220 locations and a total of 440 employees. It has $2 billion in assets under management among its 11,317 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm advises five charities and foundations. Of its 11,317 customer accounts, 23% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. Equity Services, Inc has a wide array of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely depend on which service is offered. However, fees billed by Equity Services, Inc can consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

1393 Veterans Memorial Highway Suite 314N
Hauppauge, NY 11788

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Equity Services, Inc Brokerage Details

Total Assets Under Management

$1,866,892,398

NY Average: $4,257,716,217
Total Number of Employees

440

NY Average: 30
Total Number of Accounts

11,317

NY Average: 868
Average Account Size

$164,964

NY Average: $4,905,203

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Richard Linden Work History

Richard has been registered as a financial advisor for 2 years.*

2018 - Present (6 years)

Equity Services, Inc

2018 - Present (6 years)

National Life

2018 - 2018 (< 1 year)

Ameriprise Financial Advisors Inc

2017 - 2018 (1 year)

National Life

2017 - 2018 (1 year)

Equity Services Inc

2015 - 2017 (2 years)

Ameriprise Financial Services, Inc

2014 - 2015 (1 year)

Mass Mutual Life Insurance Company

2014 - 2015 (1 year)

Mml Investors Services

2010 - 2014 (4 years)

Metlife Securities

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Linden to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Eric Goodman
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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