Richard
Marx

Tiaa-Cref Individual & Institutional Services, LLC

CRD#5520776
Investment Advisor
in New York, NY
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About this Advisor

Richard Marx is a certified financial planner whose office is in New York, New York. Currently an advisor at Tiaa-Cref Individual & Institutional Services, LLC, Marx has 10 years of practice as a registered investment advisor. Marx maintains Series 66 and Series 66 licenses, which designate the advisor as both a securities agent and an investment advisor representative. Marx is registered to advise clients based out of New Jersey. Throughout their career, they have worked at Chase Investment Services Corp, Davis Securities, Jp Morgan Chase Bank Na, Tiaa-Cref Individual & Institutional Services, LLC and Tiaa. Tiaa-Cref Individual & Institutional Services, LLC is headquartered in New York, New York, and operates out of 153 other locations in the nation. As a company, Tiaa-Cref Individual & Institutional Services, LLC oversees $26 billion in assets dispersed across 64,735 client accounts and retains more than 1,991 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the United States. All of the firm's accounts are managed on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 62% of the advisor firm's clients are high-net-worth individuals, meaning they have over $1 million in assets. Tiaa-Cref Individual & Institutional Services, LLC can provide financial planning services and portfolio management for individuals and small businesses. The firm's fees may include asset-based and other fees.

Certifications and Registrations

Series 66, Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

730 Third Avenue Nyc Regional
New York, NY 10017

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$25,183,075,928

NY Average: $7,464,549,021
Total Number of Employees

1,988

NY Average: 88
Total Number of Accounts

69,021

NY Average: 3,892
Average Account Size

$364,861

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Richard Marx Work History

Richard has 10 years of experience.

2011 - Present (8 years)

Tiaa-Cref Individual & Institutional Services, LLC

2011 - Present (8 years)

Tiaa

2009 - 2011 (2 years)

Chase Investment Services Corp

2009 - 2011 (2 years)

Jp Morgan Chase Bank Na

2008 - 2009 (1 year)

Davis Securities

Disclosures

Richard Marx has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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