Commonwealth Financial Network

Investment Advisor
in Albany, NY

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About this Advisor

Richard Robb is a certified financial planner in Albany, New York. Currently a registered investment advisor at Commonwealth Financial Network, Robb has a notable 29 years of practice in the financial advisory industry. Robb maintains a Series 63 license, designating them as a securities broker. Robb can work with clients in Massachusetts. Over the course of their career, they have held roles at Commonwealth Equity Services, Inc and Capital Management Partners. Commonwealth Financial Network is based out of Albany, New York, and has 1,090 brick-and-mortar locations in the country. As a registered advisory firm, Commonwealth Financial Network manages $85 billion in assets throughout 388,288 client accounts and retains more than 3,350 people. The amount of assets the firm manages makes it one of the largest investment advisory firms in the country. The firm manages 379,505 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 3% of the advisor firm's clients are high-net-worth individuals, meaning they have more than $1 million in investable assets. Commonwealth Financial Network can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

30 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

421 New Karner Road Suite 11
Albany, NY 12205

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Commonwealth Financial Network Brokerage Details

Total Assets Under Management


NY Average: $16,012,751,954
Total Number of Employees


NY Average: 118
Total Number of Accounts


NY Average: 4,567
Average Account Size


NY Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Richard Robb Work History

Richard has 30 years of experience.

1996 - Present (24 years)

Capital Management Partners

1990 - Present (30 years)

Commonwealth Equity Services, Inc


Richard Robb has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Commonwealth Financial Network

Fred Scheffner
Salt Lake City, UT
Joanne Mungall
San Jose, CA
Karen Tupitza
Fairfax, VA
Daniel Flanagan
Framingham, MA
Brian Bean
Norfolk, VA
Brendan Stringer
Arlington, VA
Charles Carter
Phoenix, AZ
Ryan Sant
Lynnwood, WA

This content was compiled from the SEC and FINRA.

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