Richard
Robb

Commonwealth Financial Network

CRD#1539520
Investment Advisor
in Albany, NY

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Richard Robb is a certified financial planner in Albany, New York. Currently a registered investment advisor at Commonwealth Financial Network, Robb has a notable 29 years of practice in the financial advisory industry. Robb maintains a Series 63 license, designating them as a securities broker. Robb can work with clients in Massachusetts. Over the course of their career, they have held roles at Commonwealth Equity Services, Inc and Capital Management Partners. Commonwealth Financial Network is based out of Albany, New York, and has 1,090 brick-and-mortar locations in the country. As a registered advisory firm, Commonwealth Financial Network manages $85 billion in assets throughout 388,288 client accounts and retains more than 3,350 people. The amount of assets the firm manages makes it one of the largest investment advisory firms in the country. The firm manages 379,505 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 3% of the advisor firm's clients are high-net-worth individuals, meaning they have more than $1 million in investable assets. Commonwealth Financial Network can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

30 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

421 New Karner Road Suite 11
Albany, NY 12205

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Commonwealth Financial Network Brokerage Details

Total Assets Under Management

$85,214,650,650

NY Average: $16,012,751,954
Total Number of Employees

3,350

NY Average: 118
Total Number of Accounts

388,288

NY Average: 4,567
Average Account Size

$219,462

NY Average: $3,506,186

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Richard Robb Work History

Richard has 30 years of experience.

1996 - Present (24 years)

Capital Management Partners

1990 - Present (30 years)

Commonwealth Equity Services, Inc

Disclosures

Richard Robb has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Commonwealth Financial Network

Fred Scheffner
Salt Lake City, UT
Joanne Mungall
San Jose, CA
Karen Tupitza
Fairfax, VA
Daniel Flanagan
Framingham, MA
Brian Bean
Norfolk, VA
Brendan Stringer
Arlington, VA
Charles Carter
Phoenix, AZ
Ryan Sant
Lynnwood, WA

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started