Richard
Sherwin
Park Avenue Securities LLC
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About this Advisor
Richard Sherwin is a financial advisor based out of Port Chester, New York who has 4 years of relevant experience. Sherwin is an advisor for Park Avenue Securities LLC. Their career trajectory has included roles at Instinet, LLC, Bloomberg Tradebook LLC, Pruco Securities LLC, Park Avenue Securities and Guardian Life Insurance Company. Sherwin has Series 66 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in California, Connecticut, Delaware, Florida, Georgia, Louisiana, New Jersey, New York, Virginia and Washington. Park Avenue Securities LLC is a company operating out of New York, NY. The investment advisory business has offices in 385 locations and a total of 1,825 advisors. It manages $10 billion in assets under management among its 57,359 accounts, making it one of the biggest firms in the country by assets under management. The firm serves 132 charities and foundations. Of its 57,359 customer accounts, 19% are associated with high-net-worth investors who have greater than $1 million in investable assets. Park Avenue Securities LLC performs a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Financial management fees usually depend on which services the firm provides the client. However, fee types billed by Park Avenue Securities LLC may include some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Park Avenue Securities LLC Brokerage Details
$9,912,742,257
1,825
57,359
$172,819
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Richard Sherwin Work History
Richard has been registered as a financial advisor for 4 years.*
Park Avenue Securities
Guardian Life Insurance Company
Pruco Securities LLC
Bloomberg Tradebook LLC
Instinet, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Sherwin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Park Avenue Securities LLC
Portsmouth, NH
Columbus, OH
Port Chester, NY
Allentown, PA
Cincinnati, OH
Alpharetta, GA
Mount Pleasant, SC
Warwick, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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