Richard
Spatola
Arete Wealth Advisors, LLC
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About this Advisor
Richard Spatola is a financial advisor who works out of Melville, New York with 1 year of industry experience. Spatola is an employee of Arete Wealth Advisors, LLC. Over the course of their career, Spatola has held roles at Verity Asset Management, Inc, Verity Investments, Inc, Verity Financial Group, National Securities Corp, National Asset Management, Arete Wealth Management LLC and Arete Wealth Advisors LLC. Spatola holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can operate in New Jersey and New York. Arete Wealth Advisors, LLC is a registered investment company that has its headquarters in Chicago, IL. The investment advisory business has offices in 26 locations and a total of 151 advisors. It handles $2 billion in assets among its 5,102 customer accounts, making it one of the largest investment advisory firms in the country by assets under management. Of its 5,102 accounts, 72% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. Arete Wealth Advisors, LLC provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and other services. Fees for financial advisory services largely depend on the type of services offered. Fee types billed by Arete Wealth Advisors, LLC most likely are comprised of any combination of asset-based, hourly, fixed, performance-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Arete Wealth Advisors, LLC Brokerage Details
$2,116,498,344
151
5,102
$414,837
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Other
Richard Spatola Work History
Richard has been registered as a financial advisor for 1 years.*
Arete Wealth Management LLC
Arete Wealth Advisors LLC
National Asset Management
National Securities Corp
Verity Investments, Inc
Verity Asset Management, Inc
Verity Financial Group
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Spatola to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Arete Wealth Advisors, LLC
Park Ridge, IL
New York, NY
New York, NY
Nashville, TN
Colleyville, TX
New York, NY
New York, NY
Chicago, IL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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